Trade Quality Control Analyst
Company: Natixis Investment Managers
Location: San Francisco
Posted on: November 6, 2024
Job Description:
Position Summary:The Trade Quality Control Analyst is
responsible for daily audit, review, and verification of
departmental responsibilities. This individual's primary role is to
ensure that all instructions from managers, clients, and other
parties are executed in a timely, accurate and efficient manner. In
all, this position is crafted to minimize risk, capital loss, and
deviation from policy and procedures. This hybrid position is
located in San Francisco, CA. The hours are 5:30am PT to 2:30pm PT
(east coast trading hours).What you will do:Model Change Trading
Review
- Verify investment action replies from model providers
- Review and reconcile incoming investment action e-mails
- Verify all model change activity has been performed
correctly
- Verify model only programs have been updated accurately
- Verify and audit trade details from investment actions (ticker,
weight, and side)
- Monitor and review investment action working prices
- Compare Vestmark transaction details (e-mails quantities,
execution quantities, price, and side)Account Specific Trading
Review
- Tax Harvesting - monitor process and verify all requested
losses/gains have been traded correctly
- Verify new accounts have been traded
- Verify that all withdrawals and deposits have been
processed
- Verify all liquidations have taken place
- Verify all styles changes have been tradedAlert-Based Trading
Review
- Check multi-strategy accounts for sleeve/allocation drift
- Check all accounts for security/position drift
- Monitor and review high/negative cash accounts
- Model reconciliation review
- Proactively work to collaboratively support daily departmental
functions.
- Contribute to general risk management, improvement in
execution, and procedural development.
- Support and help reinforce team-based culture with focus around
policy and procedural adherence.
- Metric tracking, coordination, and review.
- General record keeping.
- Business Continuity Plan (BCP) support and administration.What
you will bring:
- Bachelor's degree required, graduate degree and/or CFA or other
professional designation desirable.
- Attention to detail, strong communications, presentation, and
organizational skills
- Ability to evaluate multi-faceted challenges and perform
complex situational analysis to effectively discuss and/or propose
optimal solutions.
- High level of accuracy required. Risk awareness and strict
attention to procedural adherence is a MUST.
- Phenomenal teammate, professional and positive demeanor.
- Ability to handle deadlines, stress, and time critical
situations.
- Ability to effectively multi-task.
- General securities trading and related operational
practices.
- Experience with wrap / separately managed account (SMA/MDP/UMA)
and related portfolio management and administration
activities.
- Experience using multiple trade order and portfolio management
& administration systems including Vestmark, Investcloud/APL,
etc.
- Experience with standard market data platforms (Bloomberg,
Factset, etc.).
- Understanding of applicable regulatory issues and general
regulatory landscape is preferred.Who we are:We put the best
interests of our clients, employees, communities, and environment
first in everything we do. We're dedicated to fostering a culture
of collaboration, diversity, and inclusion that supports employee
growth. We believe this creates equal opportunities for our
employees - and better outcomes for our clients and communities. We
offer a robust benefits package designed to integrate life and work
and to support our employees. Benefits include, but are not limited
to; comprehensive medical, dental and vision insurance, paid time
off, 401k plan, tuition reimbursement, student loan repayment
program, wellness benefits and volunteer programs*.For additional
insight on working at Natixis, visit:
https://www.im.natixis.com/us/working-at-natixis#NatixisIMCultureIn
accordance with the California salary transparency law, the
expected annual base salary for this San Francisco, CA, United
States-based position is $55,000.00 - $95,000.00. Actual annual
base salaries may vary based on factors including but not limited
to education, training, experience, and other job-related factors.
However, base pay if hired will be determined on an individualized
basis and is only part of the total compensation package, which,
depending on the position, may also include discretionary bonuses
and other Natixis sponsored benefit programs.Natixis Investment
Managers is an equal opportunity employer and does not discriminate
in recruiting, hiring, training, promotion or other terms,
conditions and privileges of employment on the basis of race,
color, age, national origin, ancestry, religion, sex (including
pregnancy), sexual orientation, gender identity, genetic
information, military or veteran status, physical or mental
disability, or any other status protected by law.*Benefits
eligibility is for permanent employees of Natixis Investment
Managers. Interns, contractors and temporary workers are not
eligible for benefits.
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Keywords: Natixis Investment Managers, Manteca , Trade Quality Control Analyst, Professions , San Francisco, California
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